H. Hentsch Asset Management is authorized to conduct financial intermediary activities in Switzerland and member of the Association Romande des Intermédiaires Financiers (ARIF).

The ARIF is a self-regulatory organism (SRO) recognized by the Swiss Financial Market Supervisory Authority (FINMA) for the supervision of financial intermediaries pursuant to article 2 al.3 of the Swiss Federal Act on Combating Money Laundering and Terrorist Financing in the Financial Sector (MLA).

The ARIF is also recognized by the FINMA as professional organism to publish guidelines for the exercise of the profession of Independent Asset Manager in the meaning of the Swiss Federal Act on Collective Investment Schemes (CISA).

In the conduct of our day-to-day business as Independent Asset Manager, our Company respects good professional practice rules enacted in the ARIF’s Code of Deontology.

H. Hentsch Asset Management has chosen Fiducior SA, as statutory Auditor, and Excor Conseil et Révision SA as anti-money laundering and Code of Deontology Auditor.